{"id":431,"date":"2019-01-24T10:27:05","date_gmt":"2019-01-24T15:27:05","guid":{"rendered":"https:\/\/www.sentiel.ca\/?p=431"},"modified":"2023-10-30T16:31:46","modified_gmt":"2023-10-30T20:31:46","slug":"compliance","status":"publish","type":"post","link":"https:\/\/sentiel.ca\/en\/compliance\/","title":{"rendered":"Compliance"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone size-medium wp-image-421\" src=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/compliance-300x196.png\" alt=\"\" width=\"300\" height=\"196\" srcset=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/compliance-300x196.png 300w, https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/compliance-768x501.png 768w, https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/compliance-600x391.png 600w, https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/compliance.png 843w\" sizes=\"auto, (max-width: 300px) 100vw, 300px\" \/><\/p>\n<table style=\"border-collapse: collapse; width: 100%; height: 1014px;\">\n<tbody>\n<tr style=\"height: 44px;\">\n<td style=\"vertical-align: middle; background-color: #666666; height: 44px; width: 70%;\"><span style=\"font-size: 12pt; color: #ffffff;\">DOCUMENTS<\/span><\/td>\n<td style=\"vertical-align: middle; text-align: center; background-color: #666666; height: 44px; width: 15%;\"><span style=\"font-size: 12pt; color: #ffffff;\">VERSION<\/span><\/td>\n<td style=\"vertical-align: middle; background-color: #666666; height: 44px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt; color: #ffffff;\">LANGUE \/ LANGUAGE<\/span><\/td>\n<\/tr>\n<tr style=\"height: 60px;\">\n<td style=\"vertical-align: middle; height: 62px; width: 70%;\"><span style=\"font-size: 12pt;\">Accus\u00e9 de r\u00e9ception\u00a0<\/span><br \/>\n<span style=\"font-size: 12pt;\">Acknowledgment<\/span><\/td>\n<td style=\"vertical-align: middle; height: 62px; text-align: center; width: 15%;\"><span style=\"font-size: 12pt;\">2013<\/span><\/td>\n<td style=\"vertical-align: middle; height: 62px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/accreception.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">Fran\u00e7ais<\/a> \/ <a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/acknowledgment.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 61px;\">\n<td style=\"vertical-align: middle; height: 61px; background-color: #e6e6e6; width: 70%;\"><span style=\"font-size: 12pt;\">Accus\u00e9 de r\u00e9ception (Loi 96)\u00a0<\/span><br \/>\n<span style=\"font-size: 12pt;\">Acknowledgment (Bill 96-Quebec)<\/span><\/td>\n<td style=\"vertical-align: middle; height: 61px; background-color: #e6e6e6; text-align: center; width: 15%;\"><span style=\"font-size: 12pt;\">2023<\/span><\/td>\n<td style=\"vertical-align: middle; height: 61px; background-color: #e6e6e6; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2023\/09\/Accuse-de-reception-Loi-96.pdf\">Fran\u00e7ais<\/a> \/\u00a0<a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2023\/09\/Bill-96-Acknowledgment.pdf\" target=\"_blank\" rel=\"noopener\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 63px; width: 70%;\"><span style=\"font-size: 12pt;\">Document ma\u00eetre Conformit\u00e9\u00a0<\/span><br \/>\n<span style=\"font-size: 12pt;\">Advisor&rsquo;s Compliance Manual<\/span><\/td>\n<td style=\"vertical-align: middle; height: 63px; text-align: center; width: 15%;\"><span style=\"font-size: 12pt;\">2023<\/span><\/td>\n<td style=\"vertical-align: middle; height: 63px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=111\">Fran\u00e7ais<\/a> \/<a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=112\" target=\"_blank\" rel=\"noopener noreferrer\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 57px; background-color: #e6e6e6; width: 70%;\"><span style=\"font-size: 12pt;\">Liste de contr\u00f4le de la conformit\u00e9 d&rsquo;un dossier client<\/span><\/td>\n<td style=\"vertical-align: middle; height: 57px; background-color: #e6e6e6; text-align: center; width: 15%;\"><span style=\"font-size: 12pt;\">2022<\/span><\/td>\n<td style=\"vertical-align: middle; height: 57px; background-color: #e6e6e6; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/Liste-de-verification-dossier-client.docx\" target=\"_blank\" rel=\"noopener noreferrer\">Fran\u00e7ais<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 55px; width: 70%;\"><span style=\"font-size: 12pt;\">AMF Pr\u00e9avis de remplacement\u00a0<\/span><br \/>\n<span style=\"font-size: 12pt;\">Advisor&rsquo;s Compliance Manual<\/span><\/td>\n<td style=\"vertical-align: middle; height: 55px; text-align: center; width: 15%;\"><\/td>\n<td style=\"vertical-align: middle; height: 55px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/fr\/preavis-de-remplacement-courriels-des-assureurs\/\">Documents<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 55px; background-color: #e6e6e6; width: 70%;\"><span style=\"font-size: 12pt;\">Avis de divulgation<\/span><\/td>\n<td style=\"vertical-align: middle; height: 55px; background-color: #e6e6e6; text-align: center; width: 15%;\"><span style=\"font-size: 12pt;\">2019<\/span><\/td>\n<td style=\"vertical-align: middle; height: 55px; background-color: #e6e6e6; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/Divulgation_fr_20190923.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">Fran\u00e7ais<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 58px; width: 70%;\"><span style=\"font-size: 12pt;\">Analyse des besoins financiers &#8211; Vie (dynamique)\u00a0<\/span><br \/>\n<span style=\"font-size: 12pt;\">Need Analysis for life (dynamic)<\/span><\/td>\n<td style=\"vertical-align: middle; height: 58px; text-align: center; width: 15%;\"><span style=\"font-size: 12pt;\">S_entiel<\/span><\/td>\n<td style=\"vertical-align: middle; height: 58px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/abf_dynamique_fr.pdf\">Fran\u00e7ais<\/a> \/\u00a0<a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/abf_dynamique_en.pdf\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 58px; background-color: #e6e6e6; width: 70%;\"><span style=\"font-size: 12pt;\">Analyse des besoins financiers &#8211; Vie\u00a0<\/span><br \/>\n<span style=\"font-size: 12pt;\">Need Analysis for life<\/span><\/td>\n<td style=\"vertical-align: middle; height: 58px; background-color: #e6e6e6; text-align: center; width: 15%;\"><span style=\"font-size: 12pt;\">Agenz<\/span><\/td>\n<td style=\"vertical-align: middle; height: 58px; background-color: #e6e6e6; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=121\">Fran\u00e7ais<\/a> \/\u00a0<a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=122\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 57px; width: 70%;\"><span style=\"font-size: 12pt;\">Analyse des besoins financiers &#8211; Maladie grave<br \/>\nNeed Analysis for critical illness<br \/>\n<\/span><\/td>\n<td style=\"vertical-align: middle; height: 57px; text-align: center; width: 15%;\"><\/td>\n<td style=\"vertical-align: middle; height: 57px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=43\">Fran\u00e7ais<\/a> \/\u00a0<a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=42\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 54px; background-color: #e6e6e6; width: 70%;\"><span style=\"font-size: 12pt;\">Analyse des besoins financiers &#8211; Invalidit\u00e9<br \/>\nNeed Analysis for disability<br \/>\n<\/span><\/td>\n<td style=\"vertical-align: middle; height: 54px; background-color: #e6e6e6; text-align: center; width: 15%;\"><\/td>\n<td style=\"vertical-align: middle; height: 54px; background-color: #e6e6e6; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=123\">Fran\u00e7ais<\/a> \/\u00a0<a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=124\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 53px; width: 70%;\"><span style=\"font-size: 12pt;\">Programme de conformit\u00e9 visant la lutte contre le blanchiment d&rsquo;argent<br \/>\nCompliance program for anti-money laundering<\/span><\/td>\n<td style=\"vertical-align: middle; height: 53px; text-align: center; width: 15%;\"><\/td>\n<td style=\"vertical-align: middle; height: 53px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=102\">Fran\u00e7ais<\/a> \/\u00a0<a href=\"https:\/\/agenz.peakgroup.com:8443\/peakapp\/?dl_id=101\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 60px; background-color: #e6e6e6; width: 70%;\"><span style=\"font-size: 12pt;\">Guide de conduite du conseiller<br \/>\nAdvisor\u2019s code of conduct<br \/>\n<\/span><\/td>\n<td style=\"vertical-align: middle; height: 60px; background-color: #e6e6e6; text-align: center; width: 15%;\"><span style=\"font-size: 12pt;\">2013<\/span><\/td>\n<td style=\"vertical-align: middle; height: 60px; background-color: #e6e6e6; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/codeconduite.pdf\">Fran\u00e7ais<\/a> \/\u00a0<a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/advisorscode.pdf\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 52px; width: 70%;\"><span style=\"font-size: 12pt;\">La Loi canadienne anti-pourriel<br \/>\nCanada&rsquo;s anti-spam legislation<br \/>\n<\/span><\/td>\n<td style=\"vertical-align: middle; height: 52px; text-align: center; width: 15%;\"><\/td>\n<td style=\"vertical-align: middle; height: 52px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/www.combattrelepourriel.gc.ca\/eic\/site\/030.nsf\/fra\/accueil\">Fran\u00e7ais<\/a> \/\u00a0<a href=\"https:\/\/www.combattrelepourriel.gc.ca\/eic\/site\/030.nsf\/eng\/home\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 50px; background-color: #e6e6e6; width: 70%;\"><span style=\"font-size: 12pt;\">Plan de continuit\u00e9 des affaires<\/span><\/td>\n<td style=\"vertical-align: middle; height: 50px; text-align: center; background-color: #e6e6e6; width: 15%;\"><span style=\"font-size: 12pt;\">2019<\/span><\/td>\n<td style=\"vertical-align: middle; height: 50px; background-color: #e6e6e6; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/plan_continuite.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">Fran\u00e7ais<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 49px; width: 70%;\"><span style=\"font-size: 12pt;\">D\u00e9claration du conseiller<br \/>\nFinancial security advisor declaration<\/span><\/td>\n<td style=\"vertical-align: middle; height: 49px; text-align: center; width: 15%;\"><span style=\"font-size: 12pt;\">2023-10<\/span><\/td>\n<td style=\"vertical-align: middle; height: 49px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/Declaration-du-conseiller_202310.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">Fran\u00e7ais<\/a> \/\u00a0<a href=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/Financial-security-advisor-declaration_20231019.pdf\">English<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 54px; background-color: #e6e6e6; width: 70%;\"><span style=\"font-size: 12pt;\">L\u2019AMF et la divulgation des relations d\u2019affaires<\/span><\/td>\n<td style=\"vertical-align: middle; height: 54px; text-align: center; background-color: #e6e6e6; width: 15%;\"><\/td>\n<td style=\"vertical-align: middle; height: 54px; background-color: #e6e6e6; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/fr\/lamf-et-la-divulgation-des-relations-daffaires\/\">Fran\u00e7ais<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 48px; width: 70%;\"><span style=\"font-size: 12pt;\">Apexa, processus de mise sous contrat<\/span><\/td>\n<td style=\"vertical-align: middle; height: 48px; text-align: center; width: 15%;\"><\/td>\n<td style=\"vertical-align: middle; height: 48px; width: 15%; text-align: center;\"><span style=\"font-size: 12pt;\"><a href=\"https:\/\/sentiel.ca\/fr\/apexa\/\">Fran\u00e7ais<\/a><\/span><\/td>\n<\/tr>\n<tr style=\"height: 24px;\">\n<td style=\"vertical-align: middle; height: 24px; width: 70%;\"><\/td>\n<td style=\"vertical-align: middle; height: 24px; text-align: center; width: 15%;\"><\/td>\n<td style=\"vertical-align: middle; height: 24px; width: 15%; text-align: center;\"><\/td>\n<\/tr>\n<\/tbody>\n<\/table>","protected":false},"excerpt":{"rendered":"<p>DOCUMENTS VERSION LANGUE \/ LANGUAGE Accus\u00e9 de r\u00e9ception\u00a0 Acknowledgment 2013 Fran\u00e7ais \/ English Accus\u00e9 de r\u00e9ception (Loi 96)\u00a0 Acknowledgment (Bill 96-Quebec) 2023 Fran\u00e7ais \/\u00a0English Document ma\u00eetre Conformit\u00e9\u00a0 Advisor&rsquo;s Compliance Manual 2023 Fran\u00e7ais \/English Liste de contr\u00f4le de la conformit\u00e9 d&rsquo;un dossier client 2022 Fran\u00e7ais AMF Pr\u00e9avis de remplacement\u00a0 Advisor&rsquo;s Compliance Manual Documents Avis de divulgation&#8230;<\/p>\n<p class=\"more-link\"><a href=\"https:\/\/sentiel.ca\/en\/compliance\/\"><span>Lire la suite<\/span><i>&#43;<\/i><\/a><\/p>\n<a href=\"https:\/\/sentiel.ca\/en\/compliance\/\"> Lire la suite...<\/a>","protected":false},"author":3,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[20],"tags":[],"class_list":["post-431","post","type-post","status-publish","format-standard","hentry","category-home"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.3 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Compliance &#8226; Financi\u00e8re S_entiel | Agent g\u00e9n\u00e9ral<\/title>\n<meta name=\"robots\" content=\"index, nofollow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/sentiel.ca\/en\/compliance\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Compliance &#8226; Financi\u00e8re S_entiel | Agent g\u00e9n\u00e9ral\" \/>\n<meta property=\"og:description\" content=\"DOCUMENTS VERSION LANGUE \/ LANGUAGE Accus\u00e9 de r\u00e9ception\u00a0 Acknowledgment 2013 Fran\u00e7ais \/ English Accus\u00e9 de r\u00e9ception (Loi 96)\u00a0 Acknowledgment (Bill 96-Quebec) 2023 Fran\u00e7ais \/\u00a0English Document ma\u00eetre Conformit\u00e9\u00a0 Advisor&rsquo;s Compliance Manual 2023 Fran\u00e7ais \/English Liste de contr\u00f4le de la conformit\u00e9 d&rsquo;un dossier client 2022 Fran\u00e7ais AMF Pr\u00e9avis de remplacement\u00a0 Advisor&rsquo;s Compliance Manual Documents Avis de divulgation&#8230;Lire la suite&#043;\" \/>\n<meta property=\"og:url\" content=\"https:\/\/sentiel.ca\/en\/compliance\/\" \/>\n<meta property=\"og:site_name\" content=\"Financi\u00e8re S_entiel | Agent g\u00e9n\u00e9ral\" \/>\n<meta property=\"article:publisher\" content=\"https:\/\/www.facebook.com\/FinanciereSentiel\/\" \/>\n<meta property=\"article:published_time\" content=\"2019-01-24T15:27:05+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2023-10-30T20:31:46+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/sentiel.ca\/wp-content\/uploads\/2019\/01\/compliance-300x196.png\" \/>\n<meta name=\"author\" content=\"Vincent\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Vincent\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/sentiel.ca\\\/en\\\/compliance\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/sentiel.ca\\\/en\\\/compliance\\\/\"},\"author\":{\"name\":\"Vincent\",\"@id\":\"https:\\\/\\\/sentiel.ca\\\/en\\\/#\\\/schema\\\/person\\\/3f56a640a517149532525a10ed2ae2b7\"},\"headline\":\"Compliance\",\"datePublished\":\"2019-01-24T15:27:05+00:00\",\"dateModified\":\"2023-10-30T20:31:46+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/sentiel.ca\\\/en\\\/compliance\\\/\"},\"wordCount\":203,\"publisher\":{\"@id\":\"https:\\\/\\\/sentiel.ca\\\/en\\\/#organization\"},\"image\":{\"@id\":\"https:\\\/\\\/sentiel.ca\\\/en\\\/compliance\\\/#primaryimage\"},\"thumbnailUrl\":\"https:\\\/\\\/sentiel.ca\\\/wp-content\\\/uploads\\\/2019\\\/01\\\/compliance-300x196.png\",\"articleSection\":[\"Home\"],\"inLanguage\":\"en-US\"},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/sentiel.ca\\\/en\\\/compliance\\\/\",\"url\":\"https:\\\/\\\/sentiel.ca\\\/en\\\/compliance\\\/\",\"name\":\"Compliance &#8226; 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